Civeo Corporation
Civeo Corp (Form: SD, Received: 05/25/2017 07:06:25)

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM SD

 

S PECIALIZED D ISCLOSURE REPORT

 

Civeo Corporation
(Exact name of registrant as specified in its charter)

 

 

     

British Columbia, Canada

001-36246

98-1253716

(State or Other Jurisdiction
of Incorporation)

(Commission
File Number)

(IRS Employer
Identification No.)

     
     

Three Allen Center, 333 Clay Street, Suite 4980

Houston, Texas

77002

(Address of Principal Executive Offices)

(Zip Code)

   

Frank C. Steininger

(713) 510-2400

(Name and telephone number, including area code, of the

person to contact in connection with this report.)

 

 

 

 

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

 

☒      Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2016.

 

 
 

 

 

Section 1 – Conflict Minerals Disclosure

 

Item 1.01 Conflict Minerals Disclosure and Report

 

 

1.

Introduction

 

Civeo Corporation (“Civeo” and “Company”), through its subsidiaries, manufactures and contracts to manufacture modular buildings that contain gold, tantalum, tin, tungsten (collectively “3TG”). As these materials are necessary to Civeo’s products, the Company is dedicated to tracing and disclosing the origin of these metals to ensure compliance with the requirements set forth in the final rule regarding use of conflict minerals.

 

 

2.

Conflict Minerals Disclosures

 

Civeo has concluded in good faith that during the reporting period for 2016:

 

 

a)

Civeo manufactured and contracted to manufacture products for which conflict minerals (as defined in Section 1502(e)(4) of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010) are necessary to the functionality or production.

 

b)

As such, Civeo performed a reasonable country of origin inquiry (“RCOI”) and subsequent due diligence in an effort to determine whether its sourcing practices directly or indirectly funded armed groups in the Democratic Republic of Congo (“DRC”) or an adjoining country (“Covered Countries”).

 

In accordance with Rule 13p-1 under the Securities Exchange Act of 1934 (“Rule 13p-1”), Civeo has filed this Specialized Disclosure Form (“Form SD”) and the associated Conflict Minerals Report. Both reports are posted to a publicly available Internet site at http://ir.civeo.com/sec.cfm .

 

 

Item 1.02 Exhibits

 

Civeo has filed, as an exhibit to this Form SD, the required Conflict Minerals Report.

 

 

Section 2 – Exhibits

 

Item 2.01 Exhibits

 

Exhibit 1.01 – Conflict Minerals Report

 

 
Page 1 of 2

 

   

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

 

 

 

Civeo Corporation  

 

 

 

 

  /s/ Frank C. Steininger
 

Frank C. Steininger

Senior Vice President, Chief Financial Officer and Treasurer

DATED: May 25, 2017

 

 

Page  2 of 2

Exhibit 1.01 – Conflict Minerals Report

 

Conflict Minerals Report of Civeo Corporation

In accordance with Rule 13p-1 under the Securities Exchange Act of 1934

 

This is the Conflict Minerals Report (“CMR”) of Civeo Corporation (“Civeo” or “Company”) for the reporting period ended December 31, 2016 (the “Reporting Period”) in accordance with Rule 13p-1 under the Securities Exchange Act of 1934 (“Rule 13p-1”).

 

 

1.     Introduction

 

The intent of this CMR is to summarize the results of Civeo’s good faith Reasonable Country of Origin Inquiry (“RCOI”) and describe Civeo’s due diligence process in accordance with Rule 13p-1 requirements.

 

 

2.

Reasonable Country of Origin Inquiry Description

 

To implement the RCOI, Civeo’s Tier 1 suppliers, representing 80% of spend in Conflict Mineral supplier categories as defined by the Company, were engaged to collect information regarding the presence and sourcing of gold, tantalum, tin and tungsten (collectively “3TG”) used in the products supplied to Civeo. Information was collected and stored within Civeo’s internal record keeping systems.

 

Civeo’s supplier engagement efforts followed these steps:

 

 

An introduction was presented and discussed with Tier 1 suppliers describing the Conflict Minerals Compliance Program (“CMCP”) requirements.

 

 

Following the introduction, information was solicited from suppliers on the presence of 3TG in the products supplied to Civeo.

 

 

Throughout the process, suppliers were supported and offered assistance to ensure timely survey completion and submission compliance.

 

 

Civeo performed a series of follow ups with non-responsive suppliers.

 

 

Civeo escalated the request to senior management within the supplier organization where appropriate to ensure supplier participation in CMCP requirements.

 

Civeo utilized the Electronic Industry Citizenship Coalition (“EICC”) and Global e-Sustainability Initiative (“GeSI”) Conflict Minerals Due Diligence Template (“EICC-GeSI Template”) for data collection.

 

Suppliers were asked to provide information regarding 3TG minerals present within products supplied to Civeo and the sourcing of these materials with the ultimate goal of identifying the smelters or refiners’ (“SORs”) countries of origin. To facilitate reporting at the product-level, the products indicated by Civeo as being sourced from a given supplier were communicated to that supplier as part of the data request. Suppliers were able to submit multiple Conflict Minerals Reporting Templates (“CMRT”) as needed to address all indicated products. In many cases, however, the supplier responses defaulted to company level CMRTs and were not specifically related to products supplied to Civeo.

 

 
Page 1 of 13

 

 

Supplier responses were evaluated for plausibility and consistency, and to ensure inclusion of the necessary detail. Additional contact with suppliers was conducted to address issues of incomplete data on EICC-GeSI Templates.

 

 

3.

RCOI Results

 

Forty-five (45) suppliers were identified as having supplied materials containing 3TG to be used in Civeo’s manufacturing processes. They were considered in-scope for conflict mineral regulatory purposes and were each contacted as part of the RCOI process.

 

A total of 405 Smelters or Refiners (SORs) spanning 45 countries of origin were identified as potential 3TG SORs used by our suppliers and sub-suppliers. Below is a summary of verified smelters. 1

 

As a result of the inquiry process, Civeo was able to identify one SOR of 3TG with an indication of Democratic Republic of Congo/Covered Country (“DRC/CC”) sourcing.

 

SOR/Facility Name

Conflict-Free Smelter Program Status

GOLD

Abington Reldan Metals, LLC

Compliant

Advanced Chemical Company

Compliant

Aida Chemical Industries Co., Ltd.

Compliant

Aktyubinsk Copper Company TOO

No Certificate

Al Etihad Gold Refinery DMCC

Compliant

Allgemeine Gold-und Silberscheideanstalt A.G.

Compliant

Almalyk Mining and Metallurgical Complex (AMMC)

Compliant

AngloGold Ashanti Córrego do Sítio Mineração

Compliant

Argor-Heraeus S.A.

Compliant

Asahi Pretec Corp.

Compliant

Asahi Refining Canada Ltd.

Compliant

Asahi Refining USA Inc.

Compliant

Asaka Riken Co., Ltd.

Compliant

Atasay Kuyumculuk Sanayi Ve Ticaret A.S.

Compliant

AU Traders and Refiners

Compliant

AURA-II

No Certificate

Aurubis AG

Compliant

Baiyin Nonferrous Metals Corporation (BNMC)

No Certificate

Bangalore Refinery

Active

Bangko Sentral ng Pilipinas (Central Bank of the Philippines)

Compliant

Bauer Walser AG

No Certificate

Boliden AB

Compliant

 


1 Verified smelters are those listed by the EICC. (“ Compliant ” – developed and implemented a Conflict Free Smelter Program; “ Active ” - committed to undergo a CFSP audit or are participating in one of the cross-recognized certification programs; “ No Certificate ” - program status is unknown).

 

 
Page 2 of 13

 

 

C. Hafner GmbH + Co. KG

Compliant

Caridad

Compliant

CCR Refinery - Glencore Canada Corporation

Compliant

Cendres + Métaux SA

Active

Chimet S.p.A.

Compliant

Chugai Mining

Compliant

Daejin Indus Co., Ltd.

Compliant

Daye Non-Ferrous Metals Mining Ltd.

Compliant

Degussa Sonne / Mond Goldhandel GmbH

Compliant

DODUCO GmbH

Compliant

Dowa

Compliant

DSC (Do Sung Corporation)

Compliant

Eco-System Recycling Co., Ltd.

Compliant

Elemetal Refining, LLC

Compliant

Emirates Gold DMCC

Compliant

Faggi Enrico S.p.A.

No Certificate

Fidelity Printers and Refiners Ltd.

Compliant

Gansu Seemine Material Hi-Tech Co., Ltd.

Compliant

Geib Refining Corporation

Compliant

Gold Refinery of Zijin Mining Group Co., Ltd.

Compliant

Great Wall Precious Metals Co., Ltd. of CBPM

Compliant

Guangdong Jinding Gold Limited

Compliant

GCC Gujarat Gold Centre Pvt. Ltd.

Compliant

Guoda Safina High-Tech Environmental Refinery Co., Ltd.

Compliant

Hangzhou Fuchunjiang Smelting Co., Ltd.

Compliant

Heimerle + Meule GmbH

Compliant

Henan Yuguang Gold & Lead Co., Ltd.

No Certificate

Heraeus Metals Hong Kong Ltd.

Compliant

Heraeus Precious Metals GmbH & Co. KG

Compliant

HeTai Gold Mineral GuangDong Ltd. Co.

No Certificate

House of Currency of Brazil (Casa da Moeda do Brazil)

No Certificate

Hunan Chenzhou Mining Co., Ltd.

Compliant

HwaSeong CJ Co., Ltd.

Compliant

Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited

Compliant

Ishifuku Metal Industry Co., Ltd.

Compliant

Istanbul Gold Refinery

Compliant

Japan Mint

Compliant

Jiangxi Copper Company Limited

Compliant

Jin Jinyin refining company limited

No Certificate

Jinlong Copper Co., Ltd.

No Certificate

JSC Ekaterinburg Non-Ferrous Metal Processing Plant

Compliant

JSC Uralelectromed

Compliant

JX Nippon Mining & Metals Co., Ltd.

Compliant

Kaloti Precious Metals

Compliant

 

 
Page 3 of 13

 

 

Kazakhmys Smelting LLC

Compliant

Kazzinc

Compliant

Kennecott Utah Copper LLC

Compliant

KGHM Polska Miedź Spólka Akcyjna

Active

Kojima Chemicals Co., Ltd.

Compliant

Korea Metal Co., Ltd.

No Certificate

Korea Zinc Co. Ltd.

Compliant

Kosak Seiren

No Certificate

Kyrgyzaltyn JSC

Compliant

Kyshtym Copper-Electrolytic Plant ZAO

Compliant

L' azurde Company For Jewelry

Compliant

Lingbao Gold Company Limited

Compliant

Lingbao Jinyuan Tonghui Refinery Co., Ltd.

Compliant

LS-NIKKO Copper Inc.

Compliant

Luoyang Zijin Yinhui Gold Refinery Co., Ltd.

Compliant

Materion

Compliant

Matsuda Sangyo Co., Ltd.

Compliant

Metahub Industries Sdn. Bhd.

No Certificate

Metalor Technologies (Hong Kong) Ltd.

Compliant

Metalor Technologies (Singapore) Pte., Ltd.

Compliant

Metalor Technologies (Suzhou) Ltd.

Compliant

Metalor Technologies S.A.

Compliant

Metalor USA Refining Corporation

Compliant

METALÚRGICA MET-MEX PEÑOLES, S.A. DE C.V

Compliant

Mitsubishi Materials Corporation

Compliant

Mitsui Mining and Smelting Co., Ltd.

Compliant

MMTC-PAMP India Pvt., Ltd.

Compliant

Modeltech Sdn Bhd

Active

Morris and Watson

Compliant

Moscow Special Alloys Processing Plant

Compliant

Nadir Metal Rafineri San. Ve Tic. A.Ş.

Compliant

Navoi Mining and Metallurgical Combinat

Active

Nihon Material Co., Ltd.

Compliant

Nihon Superior Co., Ltd.

No Certificate

Nyrstar Metals

No Certificate

Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH

Compliant

Ohura Precious Metal Industry Co., Ltd.

Compliant

OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)

Compliant

OJSC Kolyma Refinery

No Certificate

OJSC Novosibirsk Refinery

Compliant

PAMP S.A.

Compliant

Pan Pacific Copper Co. LTD

No Certificate

Penglai Penggang Gold Industry Co., Ltd.

Compliant

 

 
Page 4 of 13

 

 

Prioksky Plant of Non-Ferrous Metals

Compliant

PT Aneka Tambang (Persero) Tbk

Compliant

PX Précinox SA

Compliant

Rand Refinery (Pty) Ltd.

Compliant

Remondis Argentia B.V.

Compliant

Republic Metals Corporation

Compliant

Royal Canadian Mint

Compliant

SAAMP

Compliant

Sabin Metal Corp.

Compliant

SAFINA A.S.

Active

Sai Refinery

Compliant

Samduck Precious Metals

Compliant

SAMWON Metals Corp.

Compliant

SAXONIA Edelmetalle GmbH

Compliant

Schone Edelmetaal B.V.

Compliant

SEMPSA Joyería Platería S.A.

Compliant

Shan Dong Huangjin

No Certificate

Shan Tou Shi Yong Yuan Jin Shu Zai Sheng Co. Ltd.

No Certificate

Shandong Tiancheng Biological Gold Industrial Co., Ltd.

Compliant

Shandong Zhaojin Gold & Silver Refinery Co., Ltd.

Compliant

Shenzhen fujun material technology co.,ltd

No Certificate

Shenzhen Heng Zhong Industry Co.,Ltd.

No Certificate

Shenzhen Zhonghenglong Real Industry Co., Ltd.

No Certificate

Sichuan Tianze Precious Metals Co., Ltd

Compliant

Singway Technology Co., Ltd.

Compliant

Sino-Platinum Metals Co.,Ltd

No Certificate

So Accurate Group, Inc.

Compliant

SOE Shyolkovsky Factory of Secondary Precious Metals

Compliant

Solar Applied Materials Technology Corp.

Compliant

Sudan Gold Refinery

Compliant

Sumitomo Metal Mining Co., Ltd.

Compliant

Super Dragon Technology Co., Ltd

No Certificate

Suzhou Xingrui Noble

No Certificate

T.C.A S.p.A

Compliant

Taicang City Nancang Metal Material Co.,Ltd

No Certificate

Tanaka Kikinzoku Kogyo K.K.

Compliant

The Refinery of Shandong Gold Mining Co., Ltd.

Compliant

Tokuriki Honten Co., Ltd.

Compliant

Tongling nonferrous Metals Group Co.,Ltd

Compliant

Tony Goetz NV

Active

TOO Tau-Ken-Altyn

Compliant

Torecom

Compliant

Umicore Brasil Ltda.

Compliant

Umicore Precious Metals Thailand

Compliant

 

 
Page 5 of 13

 

 

Umicore S.A. Business Unit Precious Metals Refining

Compliant

United Precious Metal Refining, Inc.

Compliant

Universal Precious Metals Refining Zambia

Compliant

Valcambi S.A.

Compliant

Western Australian Mint trading as The Perth Mint

Compliant

WIELAND Edelmetalle GmbH

Compliant

Yamamoto Precious Metal Co., Ltd.

Compliant

Yokohama Metal Co., Ltd.

Compliant

Yunnan Copper Industry Co., Ltd.

Compliant

Zhe Jiang Guang Yuan Noble Metal Smelting Factory

No Certificate

Zhongkuang Gold Industry Co.,LTD

No Certificate

Zhongyuan Gold Smelter of Zhongjin Gold Corporation

Compliant

TANTALUM

AMG (Advanced Metallurgical Group)

No Certificate

ANHUI HERRMAN IMPEX CO.

No Certificate

Avon Specialty Metals Ltd

No Certificate

Changsha South Tantalum Niobium Co., Ltd.

Compliant

Conghua Tantalum and Niobium Smeltry

Compliant

D Block Metals, LLC

Compliant

Duoluoshan

Compliant

E.S.R. Electronics

No Certificate

Exotech Inc.

Compliant

F&X Electro-Materials Ltd.

Compliant

FIR Metals & Resource Ltd.

Compliant

Gannon & Scott

No Certificate

Global Advanced Metals

No Certificate

Global Advanced Metals Aizu

Compliant

Global Advanced Metals Boyertown

Compliant

Guangdong Zhiyuan New Material Co., Ltd.

Compliant

Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch

No Certificate

H.C. Starck Co., Ltd.

Compliant

H.C. Starck Group

No Certificate

H.C. Starck Hermsdorf GmbH

Compliant

H.C. Starck Inc.

Compliant

H.C. Starck Ltd.

Compliant

H.C. Starck Smelting GmbH & Co.KG

Compliant

H.C. Starck Tantalum and Niobium GmbH

Compliant

Hengyang King Xing Lifeng New Materials Co., Ltd.

Compliant

Hi-Temp Specialty Metals, Inc.

Compliant

Jiangxi Dinghai Tantalum & Niobium Co., LTD

Compliant

Jiangxi Tuohong New Raw Material

Compliant

JiuJiang JinXin Nonferrous Metals Co., Ltd.

Compliant

Jiujiang Tanbre Co., Ltd.

Compliant

Jiujiang Zhongao Tantalum & Niobium Co., Ltd.

Compliant

 

 
Page 6 of 13

 

 

KEMET Blue Metals

Compliant

KEMET Blue Powder

Compliant

KEMET Corp.

No Certificate

King-Tan Tantalum Industry Ltd

Compliant

LSM Brasil S.A.

Compliant

Metallurgical Products India Pvt., Ltd.

Compliant

Mineração Taboca S.A.

Compliant

Mitsui Mining & Smelting

Compliant

Ningxia Orient Tantalum Industry Co., Ltd.

Compliant

NPM Silmet A.S.

Compliant

Phoenix Metal Ltd

No Certificate

Plansee SE

No Certificate

Plansee SE Liezen

No Certificate

Plansee SE Reutte

No Certificate

Power Resources Ltd.

Compliant

QuantumClean

Compliant

Resind Indústria e Comércio Ltda.

Compliant

RFH Tantalum Smeltry Co., Ltd.

Compliant

Shanghai Jiangxi Metals Co., Ltd.

No Certificate

Solikamsk Magnesium Works OAO

Compliant

Taki Chemicals

Compliant

Tantalite Resources

No Certificate

Telex Metals

Compliant

Tranzact, Inc.

Compliant

Ulba Metallurgical Plant JSC

Compliant

XinXing HaoRong Electronic Material Co., Ltd.

Compliant

Yichun Jin Yang Rare Metal Co., Ltd

Compliant

Zhuzhou Cemented Carbide

Compliant

TIN

Alpha

Compliant

An Thai Minerals Company Limited

Compliant

An Vinh Joint Stock Mineral Processing Company

Compliant

Chenzhou Yunxiang Mining and Metallurgy Company Limited

Compliant

China Tin Group Co., Ltd.

Compliant

CNMC (Guangxi) PGMA Co., Ltd.

Compliant

Cooper Santa

No Certificate

Cooperativa Metalurgica de Rondônia Ltda.

Compliant

CV Ayi Jaya

Compliant

CV Dua Sekawan

Compliant

CV Duta Putra Bangka

No Certificate

CV Gita Pesona

Compliant

CV Makmur Jaya

No Certificate

CV Serumpun Sebalai

Compliant

CV Tiga Sekawan

Compliant

 

 
Page 7 of 13

 

 

CV United Smelting

Compliant

CV Venus Inti Perkasa

Compliant

Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company

Active

Elmet S.L.U. (Metallo Group)

Compliant

EM Vinto

Compliant

Estanho de Rondônia S.A.

Compliant

Feinhütte Halsbrücke GmbH

No Certificate

Fenix Metals

Compliant

Gejiu Fengming Metalurgy Chemical Plant

Compliant

Gejiu Jinye Mineral Company

Compliant

Gejiu Kai Meng Industry and Trade LLC

Active

Gejiu Non-Ferrous Metal Processing Co., Ltd.

Compliant

Gejiu Yunxi Group Corp.

No Certificate

Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.

Compliant

Gejiu Zili Mining And Metallurgy Co., Ltd.

Compliant

Gold Bell Group

No Certificate

Guanyang Guida Nonferrous Metal Smelting Plant

Compliant

Hongqiao Metals (Kunshan) Co., Ltd.

No Certificate

HuiChang Hill Tin Industry Co., Ltd.

Compliant

Huichang Jinshunda Tin Co., Ltd

Active

Hunan Xianghualing tin

No Certificate

Jiangxi Ketai Advanced Material Co., Ltd.

Compliant

JU TAI INDUSTRIAL CO.,LTD.

No Certificate

Linwu Xianggui Ore Smelting Co., Ltd.

No Certificate

Linwu Xianggui Smelter Co

No Certificate

Magnu's Minerais Metais e Ligas Ltda.

Compliant

Malaysia Smelting Corporation (MSC)

Compliant

Melt Metais e Ligas S/A

Compliant

Metallic Resources, Inc.

Compliant

Metallo-Chimique N.V.

Compliant

Metallum Group Holding NV

No Certificate

Ming Li Jia smelt Metal Factory

No Certificate

Minmetals Ganzhou Tin Co. Ltd.

No Certificate

Minsur

Compliant

Nankang Nanshan Tin Manufactory Co., Ltd.

Active

Nghe Tinh Non-Ferrous Metals Joint Stock Company

Compliant

Novosibirsk Integrated Tin Works

No Certificate

O.M. Manufacturing (Thailand) Co., Ltd.

Compliant

O.M. Manufacturing Philippines, Inc.

Compliant

Operaciones Metalurgical S.A.

Compliant

PT Alam Lestari Kencana

No Certificate

PT Aries Kencana Sejahtera

Compliant

PT Artha Cipta Langgeng

Compliant

 

 
Page 8 of 13

 

 

PT ATD Makmur Mandiri Jaya

Compliant

PT Babel Inti Perkasa

Compliant

PT Babel Surya Alam Lestari

No Certificate

PT Bangka Kudai Tin

No Certificate

PT Bangka Prima Tin

Compliant

PT Bangka Putra Karya

No Certificate

PT Bangka Timah Utama Sejahtera

No Certificate

PT Bangka Tin Industry

Compliant

PT Belitung Industri Sejahtera

Compliant

PT BilliTin Makmur Lestari

No Certificate

PT Bukit Timah

Compliant

PT Cipta Persada Mulia

Compliant

PT Donna Kembara Jaya

No Certificate

PT DS Jaya Abadi

Compliant

PT Eunindo Usaha Mandiri

Compliant

PT Fang Di MulTindo

No Certificate

PT HP Metals Indonesia

No Certificate

PT Inti Stania Prima

Compliant

PT Justindo

Compliant

PT Karimun Mining

Compliant

PT Kijang Jaya Mandiri

Compliant

PT Koba Tin

No Certificate

PT Lautan Harmonis Sejahtera

Compliant

PT Mitra Stania Prima

Compliant

PT O.M. Indonesia

Compliant

PT Panca Mega Persada

Compliant

PT Pelat Timah Nusantara Tbk

No Certificate

PT Prima Timah Utama

Compliant

PT Refined Bangka Tin

Compliant

PT Sariwiguna Binasentosa

Compliant

PT Seirama Tin Investment

No Certificate

PT Singkep Times Utama

No Certificate

PT Stanindo Inti Perkasa

Compliant

PT Sukses Inti Makmur

Compliant

PT Sumber Jaya Indah

Compliant

PT Supra Sukses Trinusa

No Certificate

PT Timah (Persero) Tbk Kundur

Compliant

PT Timah (Persero) Tbk Mentok

Compliant

PT Tinindo Inter Nusa

Compliant

PT Tirus Putra Mandiri

No Certificate

PT Tommy Utama

Compliant

PT Wahana Perkit Jaya

No Certificate

PT Yinchendo Mining Industry

No Certificate

PT.HANJAYA PERKASA METALS

No Certificate

 

 
Page 9 of 13

 

 

Rui Da Hung

Compliant

Soft Metais Ltda.

Compliant

Super Ligas

Compliant

Thaisarco

Compliant

Tianshui ling bo technology co., Ltd

No Certificate

TIN PLATING GEJIU

No Certificate

Tuyen Quang Non-Ferrous Metals Joint Stock Company

Compliant

VQB Mineral and Trading Group JSC

Compliant

White Solder Metalurgia e Mineração Ltda.

Compliant

Wu Xi Shi Yi Zheng Ji Xie She Bei Company

No Certificate

Wuxi Lantronic Electronic Co Ltd

No Certificate

Xianghualing Tin Minerals

No Certificate

Yifeng Tin

No Certificate

Yunnan Chengfeng Non-ferrous Metals Co., Ltd.

Compliant

Yunnan Chengo Electric Smelting Plant

No Certificate

Yunnan Tin Company Limited

Compliant

Yunnan Xi YE

No Certificate

Zhuhai Quanjia

No Certificate

TUNGSTEN

A.L.M.T. TUNGSTEN Corp.

Compliant

ACL Metais Eireli

Compliant

Asia Tungsten Products Vietnam Ltd.

Compliant

Chenzhou Diamond Tungsten Products Co., Ltd.

Compliant

China Minmetals Non-ferrous Metals Holding Co., Ltd.

No Certificate

Chongyi Zhangyuan Tungsten Co., Ltd.

Compliant

Dayu Jincheng Tungsten Industry Co., Ltd.

Compliant

Dayu Weiliang Tungsten Co., Ltd.

No Certificate

Fujian Jinxin Tungsten Co., Ltd.

Compliant

Ganxian Shirui New Material Co., Ltd.

No Certificate

Ganzhou Grand Sea W & Mo Group Co., Ltd.

No Certificate

Ganzhou Huaxing Tungsten Products Co., Ltd.

Compliant

Ganzhou Jiangwu Ferrotungsten Co., Ltd.

Compliant

Ganzhou Non-ferrous Metals Smelting Co., Ltd.

No Certificate

Ganzhou Seadragon W & Mo Co., Ltd.

Compliant

Ganzhou Yatai Tungsten Co., Ltd.

Compliant

Global Tungsten & Powders Corp.

Compliant

Guangdong Xianglu Tungsten Co., Ltd.

Compliant

H.C. Starck Smelting GmbH & Co. KG

Compliant

HC Starck GmbH

No Certificate

Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji

Compliant

Hunan Chuangda Vanadium Tungsten Co., Ltd. Yanglin

No Certificate

Hunan Chunchang Nonferrous Metals Co., Ltd.

Compliant

Hydrometallurg, JSC

Compliant

Japan New Metals Co., Ltd.

Compliant

 

 
Page 10 of 13

 

 

Jiangwu H.C. Starck Tungsten Products Co., Ltd.

Compliant

Jiangxi Dayu Longxintai Tungsten Co., Ltd.

Compliant

Jiangxi Gan Bei Tungsten Co., Ltd.

Compliant

Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.

Compliant

Jiangxi Richsea New Materials Co., Ltd.

No Certificate

Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.

Compliant

Jiangxi Xinsheng Tungsten Industry Co., Ltd.

Compliant

Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.

Compliant

Jiangxi Yaosheng Tungsten Co., Ltd.

Compliant

Kennametal Fallon

Compliant

Kennametal Huntsville

Compliant

Malipo Haiyu Tungsten Co., Ltd.

Compliant

Moliren Ltd

Compliant

Niagara Refining LLC

Compliant

Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC

Compliant

Philippine Chuangxin Industrial Co., Inc.

Compliant

Pobedit, JSC

No Certificate

Sanher Tungsten Vietnam Co., Ltd.

No Certificate

South-East Nonferrous Metal Company Limited of Hengyang City

Compliant

Tejing (Vietnam) Tungsten Co., Ltd.

Compliant

Unecha Refractory metals plant

Compliant

Vietnam Youngsun Tungsten Industry Co., Ltd.

Compliant

Wolfram Bergbau und Hütten AG

Compliant

WOLFRAM Company CJSC

No Certificate

Woltech Korea Co., Ltd.

Compliant

Xiamen Tungsten (H.C.) Co., Ltd.

Compliant

Xiamen Tungsten Co., Ltd.

Compliant

Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.

Compliant

Xinhai Rendan Shaoguan Tungsten Co., Ltd.

Compliant

Zhuzhou Cemented Carbide Group Co Ltd

No Certificate

 

Countries of Origin for the above listed SORs are believed to include:

 

Australia, Austria, Belgium, Bolivia, Brazil, Canada, China, Czech Republic, Estonia, France, Germany, India, Indonesia, Italy, Japan, Kazakhstan, Republic of Korea, Kyrgyzstan, Macedonia, Malaysia, Mexico, Netherlands, New Zealand, Peru, Philippines, Poland, Russian Federation, Rwanda, Saudi Arabia, Singapore, South Africa, Spain, Sudan, Sweden, Switzerland, Taiwan, Thailand, Turkey, United Kingdom, United States of America, Uzbekistan, Vietnam, Zambia and Zimbabwe

 

 
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4.

SOR Facility Description

 

Below is a summary of the SOR with an indication of DRC/CC sourcing and its certification status.

 

Metal

Smelter/Refiner

Certification Status

Mine Countries of Origin

Tin

Phoenix Metal Ltd.

No Certificate – Program Status Unknown

 

Smelter has not registered or committed to undergo a CFSP audit or participate in one of the cross-recognized certification programs. Smelter is not in compliance with CFSP assessment protocols.    

Rwanda

 

For those declaration responses provided at the company and user-defined level and non-specific to Civeo’s products, the presence of any particular smelter is not necessarily linked to the products that Civeo purchases and uses in its manufacturing operations. Thus, the information provided in such supplier responses was not at a product-level specific to the materials and components used by the Company. As such, the identified SORs and countries of origin identified above have not been confirmed to be present in Civeo’s supply chain.

 

 

5.

Design of Due Diligence Framework

 

Civeo’s due diligence process is designed in accordance with the Organization for Economic Cooperation and Development’s (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and accompanying Supplements 2 (collectively, the “OECD Guidance”). It is important to note that the OECD Guidance was written for both upstream 3 and downstream 4 companies in the supply chain. As Civeo is a downstream company in the supply chain, our due diligence practices were tailored accordingly.

 

 

6.

Due Diligence Measures Performed

 

Due Diligence measures undertaken by Civeo included the following:

 

Maintained current the Company’s Conflict Minerals Policy. The Conflict Minerals Policy is publicly available at https://www.civeo.com ;

 

Formalized a standard procedure on Conflict Minerals due diligence and reporting guidelines;

 

Assembled an internal team to support supply chain due diligence;

 

Established a system of controls and transparency over the mineral supply chain;

 

Implemented internal measures to strengthen company engagement with suppliers;

 

Included an internal grievance mechanism in the Conflict Minerals Policy;

 

Designed and implemented a strategy to respond to supply chain risks;

 

Implemented a risk management plan, monitored and tracked risk mitigation, reporting to Senior Civeo Supply Chain Management who evaluated supplier partnerships; and

 


2 OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, Supplement on Tin, Tantalum and Tungsten and Supplement on Gold, 2013; http://www.oecd.org/daf/inv/mne/GuidanceEdition2.pdf .

3 Upstream companies refer to those between the mine and SOR. As such, the companies typically include miners, local traders, or exporters from the country of mineral origin, international concentrate traders and SORs.

4 Downstream companies refer to those entities between the SOR and retailer. As such, the companies typically include metal traders and exchanges, component manufacturers, product manufacturers, original equipment manufacturers (OEMs) and retailers.

 

 
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Reported Annually on Supply Chain Due Diligence. This CMR and the Form SD to which it is an exhibit are publicly available at http://ir.civeo.com/sec.cfm .

 

 

7.

Steps to Improve Due Diligence

 

Civeo will endeavor to continuously improve upon supply chain due diligence efforts via the following measures:

 

Continue to assess the presence of 3TG in the supply chain;

 

Clearly communicate expectations with regard to supplier performance, transparency and sourcing;

 

Increase supplier response rate for RCOI process;

 

Increase indirect suppliers’ rate of product specificity for RCOI process;

 

Continue to increase the rate in which Civeo addresses issues including implausible statements regarding no presence of 3TG and incomplete data on EICC-GeSI Templates regarding scrap and recycled sources;

 

Continue to compare RCOI results to information collected via independent conflict free smelter validation programs, such as the EICC/GeSI Conflict Free Smelter Program;

 

Engage with SORs to obtain mine of origin and transit routes and assess whether SORs have carried out all elements of due diligence for responsible supply chains of minerals from conflict-affected and high-risk areas;

 

Undertake additional fact and risk assessments for risks requiring mitigation, or after a change of circumstances; and

 

Provide continuing education to members of our Conflict Minerals Compliance team, as well as employees who are involved with supplier and customer contact related to Conflict Minerals compliance.

 

8.     Inherent Limitations

 

Because Civeo is a downstream user of 3TG, we must rely on the representations and information provided by our suppliers and other third parties within our supply chain. As a result, incomplete, over-inclusive or inaccurate information provided by the suppliers or by a SOR could affect the accuracy or completeness of the information set forth below or other information contained in this CMR.

 

Note also that many of Civeo’s suppliers received responses from their direct suppliers with SOR information based on a company or divisional level, rather than a product-level specific to the materials and components used by the Company. As such, Civeo is unable to confirm all SORs in its supply chain for the Reporting Period.

 

 

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